I Have Seen Ads About Recovering Funds Lost By Fraudulent And Unethical Investment Advisors On Tv Recently.?
Saturday, September 19th, 2009 at
10:15 am
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Tagged with: About • Advisors • Fraudulent • Funds • Investment • Lost • Recently. • Recovering • Seen • Unethical
Filed under: Blog
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If you believe that is a case you should file a formal complaint with FINRA and the SEC. However legally the only one that can formally file the complaint is your ex. If the advisor is found guilty of the charges they could face criminal charges and you might receive monetary damages, however it must be serious and gross negligence and you must provide clear examples of the charges. http://www.finra.org/Investors/ProtectYo…http://www.sec.gov/complaint.shtml